Caventia · f.pl.from Latin cavēns, cavēre - to be on guard, to take heed.

The audit-trail spine
for regulated AI agents.

The AI audit trail your examiner will ask for.

Federal regulators just excluded generative and agentic AI from model risk management. They didn't excuse banks from governing them. Tamper-evident capture for every prompt, tool call and decision your agents make. Examiner-defensible at banks, 510(k)-ready at health systems.

For FinTech

Examiner-defensible AI agent governance, ECOA disparate impact reporting, model inventory and validation artifacts.

For Healthcare

FDA 510(k) submission assist, PCCP-aware governance, HIPAA-architected from day zero.

The compliance gauntlet

A four-step gauntlet, stitched together with spreadsheets.

Pre-deploy security scan. Runtime audit logging. Governance documentation. Third-party sign-off. Today, each step is a separate vendor, a separate workflow and a separate gap in the file your examiner is going to read.

I.

Horizontal tools, vertical regulators

Credo AI, Fiddler, Arthur - none of them ship the documentation a bank needs when its examiner walks in. They were built for "AI governance" in the abstract.

II.

Audit logs that aren't audit logs

Most AI observability tools capture latency and cost. None capture the feature snapshots and decision metadata that a governance reconstruction requires.

III.

No certified human in the loop

Banks still need independent model validation. There is no productized auditor network for AI agents - you hire a Big 4 consulting team at $500K and wait six months.

"The audit log isn't a feature. It's the spine. Every other artifact regulators require - model cards, disparate-impact reports, 510(k) submissions - hangs off it".
From AI Agent Governance After SR 11-7 · Ashish K. Saxena

The architecture

One platform. Four artifacts. A single spine.

Every AI decision flows through one capture layer. From there, four product surfaces share evidence, share schema and produce regulator-ready artifacts without manual stitching.

I.
CI/CD scan
AgentGuard
Detects prompt injection, PII leakage, jailbreak paths before agents reach production.
→ Pre-deployment readiness
III.
Governance documentation
Compliance Passport
Auto-assembles the model risk pack examiners still expect, ECOA disparate impact report, NIST AI RMF mapping.
→ Examiner-defensible artifacts
II.
Runtime capture
Audit Trail
SDK + dashboard capturing every agent action with full feature snapshots. The data spine for everything else.
→ Full reconstruction
IV.
Certified sign-off
Auditor Bridge
Independent third-party model validation with liability coverage. Built for the independence and effective challenge principles examiners still expect.
→ Independent attestation

Watch the spine work

One decision. Four artifacts.

Forty seconds. Watch a single agent decision become four regulator-ready documents through the audit-trail spine.

Read transcript (Spine in motion, WebVTT)
One decision becomes four artifacts

The founder

Credibility that pre-sells the platform.

PHOTO
Ashish K. SaxenaFounder · 2026
Founder & CEO

Ashish K. Saxena

Fifteen years shipping AI inside large institutions. Two AI-ethics bestsellers. IEEE Senior Member. BCS Fellow.

Caventia exists because the people building AI in banks and hospitals don't have what they need from horizontal AI platforms. After fifteen years deploying machine learning at scale, including the platform engineering behind some of Amazon's largest financial systems, the gap between AI capability and AI accountability became impossible to ignore.

  • Amazon FinTech - led Project Vault ($250B payment platform), Project Orion (billions of events per day) and the Intercompany Engine (1,450 global entities). 40% fraud reduction at scale.Amazon
  • Author, Society and the Machine and The Ethics of Artificial Intelligence - Amazon bestsellers, London Book Festival winnerBestseller
  • h-index 8 with 226 citations on Google Scholar across machine learning, healthcare AI and AI policyVerified
  • IEEE Senior Member (top 10% of 400,000) and Fellow of the British Computer SocietyMember
  • Best Technical Researcher of AI, Marquis Who's WhoAward
Full bio and research

Notes from the founder

Recently published.

All notes →
226

Peer-reviewed citations. h-index 8. Two bestselling books on AI ethics.

Spanning fraud detection at Amazon, LSTM hospital systems, AI policy and TRiSM frameworks. The kind of credentials banks ask for and rarely find in an AI infrastructure founder.

Year One · Design Partners

To the model risk officer reading this -

Caventia is taking five design partners in 2026. Banks $250M+ in assets. FinTech with a named compliance officer. Health systems planning clinical AI rollouts. Size flexible for right-fit teams.

The conversations are with me directly. There is no sales team. We will spend thirty minutes on your specific model-risk exposure, your specific agent inventory or your specific FDA Q-Sub timeline - and figure out together whether the platform we're building fits your gauntlet. If not, you'll leave with a one-page framework you can use anyway.

A. Saxena
Ashish K. SaxenaFounder, Caventia, Inc.
Reaching out: ashish@caventia.com
Start a conversation